UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McMahon Daniel K. 1906 TOWNE CENTRE BLVD. SUITE 370 ANNAPOLIS, MD 21401 |
EVP |
/s/ Daniel K. McMahon | 06/24/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On April 23, 2013, the reporting person was granted 43,714 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan (the "Plan"). The shares vested as to one fourth on April 23, 2014 and one fourth on April 23, 2015 and will vest as to one fourth on April 23, 2016 and one fourth on April 23, 2017. |
(2) | On April 10, 2014, the reporting person was granted 15,146 shares of restricted Common Stock that were issued pursuant to the Plan. The shares vested as to one half on June 1, 2015 and will vest as to one half on June 1, 2016. |
(3) | On April 10, 2014, the reporting person was granted 29,478 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest upon the later of (i) December 31, 2015 and (ii) achievement of certain dividend growth targets. The shares are being reported here for informational purposes only. |
(4) | On March 17, 2015, the reporting person was granted 14,882 shares of restricted Common Stock that were issued pursuant to the Plan. The shares vest on December 31, 2016. |
(5) | On March 17, 2015, the reporting person was granted 29,677 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest upon the later of (i) December 31, 2017 and (ii) the achievement of certain dividend growth targets. The shares are being reported here for informational purposes only. |
Remarks: Exhibit No. 24.1 Power of Attorney dated June 15, 2015. The Form 3 for Daniel K. McMahon filed with the Securities and Exchange Commission (the "SEC") (SEC Accession No. 0001209191-15-055524) on June 22, 2015 (the "Filing") was inadvertently filed under the CIK of Daniel Kevin MacMahon, instead of the CIK of Daniel K. McMahon. This Form 3 supersedes the Filing, which was submitted in error and should be disregarded if it is not deleted by the SEC. |